Библиотеки и моральные ценности в межнациональном и междисциплинарном контексте
Librarians and Ethical Values in a Cross National and Crossn Disciplinary Context
Бібліотеки та моральні цінності в міжнаціональному і міждисциплінарному контексті

 

Уоллас Колер, Йитка Хьюрик, Ванда Доул

Школа библиотековедения и информатики Университет штата Оклахома, Норман, Оклахома, США

Wallace C. Koehler, Jitka M. Hurych, and Wanda V. Dole

School of Library and Information Studies of University of Oklahoma, Norman, OK, USA

Колер У., Хьюрік Й., Доул В.

Школа бібліотекознавства та інформатики Університет штату Оклахома, Норман, Оклахома, США

Профессия библиотекаря с самого начала своего развития неразрывно связана с вопросами этики. В старые времена эти вопросы относились прежде всего к ответственности, которую несет библиотекарь перед лицом своего работодателя или читателя. Затем основными стали вопросы профессиональной пригодности, среды, социальной ответственности. Стремительные технологические изменения и наступление века информации заставляют библиотечных специалистов пересмотреть свои задачи и обязанности.

Если и в самом деле библиотекари озабочены вопросами морали, не правда ли и то, что различные специалисты относятся к тем или иным моральным нормам в зависимости от своей специализации или от типа библиотеки, в которой они работают? Неудивительно, что мы пришли к выводу о том, что библиотекари, выполняющие различные информационные задачи (например, специалисты публичных библиотек и работники университетских библиотек) указывают как на важнейшие на различные этические нормы. С другой стороны, меньшее различие в отношении к этическим нормам мы увидели среди библиотечных специалистов из различных стран мира, хотя на это отношение оказывает свое влияние экономическое состояние того или иного региона.

The library profession has been concerned with ethical issues since its beginning. Ethical issues raised in the early years dealt primarily with librarians’ responsibility to the employer or patron. The focus later shifted to questions of professional identity, organizational environment, and social responsibilities. Rapid technological change and the advent of the Information Age are forcing the library profession to rethink its mission and responsibilities.

While it is true that librarians have been concerned with ethical values, is it the case that professionals in different settings or types of libraries or librarians in different parts of the world rank these values differently? Not surprisingly, we find that librarians in different types of information roles (e.g. public libraries compared to academic libraries) emphasize one value over another. On the other hand, there is less difference in value ordering among librarians in different parts of the world, although we see some evidence that the economic development of a region may have an effect.

Від початку свого розвитку професія бібліотекаря нерозривно пов'язана з питаннями етики. В минулі часи ці питання відносились, перш за все, до відповідальності, яку ніс бібліотекар перед своїми роботодавцями або читачами. Потім основними стали питання професійної придатності, середовища, соціальної відповідальності. Стрімкі технологічні зміни і наступ епохи інформації зумовлюють бібліотечних спеціалістів переглянути свої завдання і обов'язки.

Якщо бібліотекарі насправді стурбовані питаннями моралі, то чи не є правдою те, що різні спеціалісти ставляться до тих чи інших моральних норм в залежності від своєї спеціалізації або від типу бібліотеки, в якій вони працюють? Не дивно, що ми прийшли до висновку про те, що бібліотекарі, які виконують різноманітні інформаційні завдання (наприклад, спеціалісти публічних і університетських бібліотек), вказують як на найважливіші на різні етнічні норми. З іншого боку, меншу відмінність у ставленні до етнічних норм ми побачили серед бібліотечних спеціалістів з різних країн світу, хоча на це відношення впливає економічний стан того чи іншого регіону.

Introduction

Values may be defined as "generalized abstract ideas held by human individuals or groups about what is desirable, proper, good or bad" (Allan 1993). In this century, the core values of librarianship have included intellectual freedom, open and free access to information, and resistance to censorship. The advent of the Information Age has brought other ethical issues to the attention of librarians. Globalization and rapidly changing technology are forcing the library profession to rethink its mission and responsibilities. Technology has and will continue to have an enormous effect on how information is accessed, retrieved, and built into knowledge. Previously accepted values are being challenged.

Values For Librarians

Are there universal values for librarians? In their review of library ethics and values literature, Dole and Hurych (2001) conclude that there are no standard definitions for those ethics and values. Kirk and Poston-Anderson (1992) report that there is no agreement on the meaning of the term "value" and its relationship to other concepts (such as attitude, need, interest, preference, motive and life style) and whether there is a set of universal values, relevant to all people regardless of cultural background.

Core professional values have been addressed in the literature (see e.g. Hauptman 1991, Stichler and Hauptman 1998, Devlin and Miller 1995, Johnson 1994, Intner and Schement 1987, Baker 1992, Rubin 1991, Ford 1998, Hisle 1998, and Symons and Stoffle 1998;Rubin and Froelich 1996; Koehler and Pemberton 2000). These include privacy, selection and censorship, reference, intellectual property rights, administration, access, technology, loyalties, and social issues.

Although there have been a number of surveys on library ethics, there have been only a few surveys on librarians’ values. There are exceptions, see Yerkey (1979), Kirk and Poston-Anderson (1988), Hovekamp (1994), Allen (1998), and Branch (1998). We adopted and modified the Branch questionnaire (Dole and Hurych 2001; Dole, Hurych, and Koehler 1999).

Methodology

Like the studies that precede this one (Branch 1998; Dole and Hurych 2001), this too has an informal research design. Data were collected by classes or types of librarian professions. This study, like Dole and Hurych's, seeks also to determine whether different patterns can be established among countries, but it is not limited to North American and Commonwealth of Independent States librarians.

The questionnaire was distributed via the librarians' "invisible college." Each of the authors sent survey copies either as an email attachment or in printed format to colleagues throughout the world. We then requested those colleagues to forward them to others. Two additional potential sources of bias were thus introduced. Since the authors are academic librarians and a library school faculty member, we tend to have more contacts in those circles than in others. Second, while many colleagues did distribute our questionnaire, they tended to do so within their own immediate contact circles.

Table 1 provides the sample distribution by librarian professions. It is dominated by responses from academic librarians (38.5%), but eleven other professions are included as well.

Table 1. Librarian Ethics Sample Distribution

Library Profession

N

Percent

Academic

115

38.5%

Archivist

4

1.3%

Government

23

7.7%

Information Broker

15

5.0%

Law

8

2.7%

Library School Faculty

25

8.4%

Medical

5

1.7%

Public

50

16.7%

School

10

3.3%

Special

22

7.4%

Student

19

6.4%

Other

3

1.0%

Total

299

Ethical Principles by Profession

Previous studies have addressed the academic librarian. They uniformly conclude that patron service ranks first among value choices. This finding is consistent for example with studies of ethical codes of the information professions. Koehler and Pemberton (2000) show that patron service is almost uniformly included in the codes of ethics developed by a wide range of professional societies worldwide. It is true that of the eleven library professions reported here, patron service is identified by the respondent as a first order concern.

Table 2 presents the ethical values maintained by the professions in three ways and ranks the values for each profession according to the order each profession selects them by three different measures. The column labeled "three priority values" indicates the three values, regardless of order, identified as most important by each professional cohort. The column labeled "first priority value" indicates the value most frequently identified as the most important value. The third column, "emphasis" provides those values with the highest "average" scores for each value.

Table 2.  Library Professions Three Top Values/ Three Measures

 

Three Priority Values

First Priority Value

Emphasis

Academic

Service to Patron

Service to Patron

Service to Patron

Equality of Access

Preservation of Record

Preservation of Record

Information Literacy

Information Literacy

Information Literacy

Archivist

Preservation of Record

Preservation of Record

Preservation of Record/ Intellectual Freedom

Equality of Access

Intellectual Freedom

Intellectual Freedom

Professional Neutrality

Government

Service to Patron

Service to Patron

Preservation of Record

Equality of Access

Preservation of Record

Service to Patron

Professional Neutrality/

Intellectual Freedom

Intellectual Freedom

Professional Neutrality/

Intellectual Freedom

Information Broker

Service to Patron

Service to Patron

Literacy

Intellectual Freedom

Information Literacy

Information Literacy

Information Literacy/Equality of Access

Intellectual Freedom

Service to Patron

Law

Service to Patron

Service to Patron

Service to Patron

Copyright

Information Literacy

Preservation of Record

Information Literacy

Preservation of Record

Intellectual Freedom/Equality of Access

Library School Faculty

Service to Patron

Intellectual Freedom

Cultural Diversity

Equality of Access

Service to Patron

Intellectual Freedom

Preservation of Record

Preservation of Record

Service to Patron

Medical

Service to Patron/

Equality of Access

Service to Patron

Service to Patron

Intellectual Freedom

Equality of Access

Preservation of Record/ Literacy/ Intellectual Freedom/ Equality of Access

Preservation of Record/ Intellectual Freedom/ Diversity of Opinion

Public

Service to Patron

Service to Patron

Service to Patron

Equality of Access

Intellectual Freedom

Literacy/ Intellectual Freedom/ Cultural Diversity/ Equality of Access

Intellectual Freedom

Equality of Access

School

Equality of Access

Information Literacy/ Equality of Access

Information Literacy

Information Literacy

Literacy/ Intellectual Freedom

Equality of Access

Literacy/ Service to Patron

Literacy/ Intellectual Freedom/ Cultural Diversity

Special

Service to Patron

Service to Patron

Diversity of Opinion 

Equality of Access

Preservation of Record/ Intellectual Freedom/ Information Literacy/ Confidentiality/ Equality of Access

Confidentiality

Intellectual Freedom

Service to Patron

Student

Intellectual Freedom

Equality of Access

Literacy/ Diversity of Opinion

Service to Patron

Preservation of Record

Intellectual Freedom

Preservation of Record

Intellectual Freedom

All Professionals

Service to Patron

Service to Patron

Service to Patron

Equality of Access

Preservation of Record

Preservation of Record/ Intellectual Freedom

Preservation of Record

Intellectual Freedom

Table 2 suggests that the ethical values that information professional identify as important can be divided into two classes: those which are universally held to be important and those which are selectively identified. We avoid classing these as "major" and "minor" values in part because of the methodological ambiguity of this study, but also because of the difficulties inherent in asking any professional to rank order his or her own values. Those values identified as primary are those found in the last row of Table 2, "All Professionals." These are, in order of values most frequently classed by professionals: service to the patron, intellectual freedom, preservation of the record, and equality of access. Information literacy is also frequently so identified. The remaining values are considered important but not nearly so universally.

Ethical Principles by Country

Librarian ethical principles can be examined on a country-by-country basis. Dole and Hurych (2001) found, for example, similarities between the ethical values held by North American and Commonwealth of Independent States librarians. Our survey, keeping in mind its methodological limitations, finds both commonalties and differences among librarians by region. Thirteen countries are represented in this study Table 3 presents these countries, in some cases collapsed by region, by the distribution of the ethical values examined in this paper.

Table 3. Country Distribution of Ethical Principles Selected

 

 

N

Preservation of the Record

Literacy

Copyright

Intellectual

Freedom

Cultural

Diversity

Information

Literacy

Diversity of

Opinion

Professional

Neutrality

Confidentiality

Service to Patron

Equality of Access

Other

Asia

4

25.0%

25.0%

25.0%

25.0%

0.0%

50.0%

0.0%

25.0%

0.0%

75.0%

50.0%

0.0%

Australia

26

23.1%

19.2%

7.7%

46.2%

3.8%

34.6%

15.4%

11.5%

3.8%

73.1%

50.0%

7.7%

Canada

3

33.3%

33.3%

0.0%

66.7%

0.0%

0.0%

0.0%

0.0%

0.0%

66.7%

66.7%

0.0%

Europe

7

42.9%

28.6%

14.3%

28.6%

14.3%

57.1%

42.9%

14.3%

0.0%

85.7%

57.1%

0.0%

New Zealand

59

28.8%

16.9%

3.4%

39.0%

1.7%

22.0%

6.8%

22.0%

5.1%

81.4%

69.5%

3.4%

South Africa

9

0.0%

0.0%

11.1%

44.4%

11.1%

77.8%

11.1%

0.0%

0.0%

88.9%

55.6%

0.0%

UK

26

42.3%

7.7%

0.0%

73.1%

7.7%

30.8%

0.0%

15.4%

3.8%

57.7%

57.7%

11.5%

US

165

40.0%

10.3%

10.3%

43.6%

5.5%

33.3%

9.7%

12.7%

13.9%

72.1%

42.4%

4.8%

Total

299

35.2%

12.8%

8.1%

45.3%

5.0%

32.9%

9.4%

14.4%

9.4%

73.8%

51.0%

5.0%

As is shown in Table 3, "service to patron" is the "first" principle among librarians worldwide. There is also uniformity of agreement for "equity of access" and "intellectual freedom." These three ethical values may represent a universal set of primary principles.

There may also exist a set of principles that are regionally differentiated. If the countries and regions represented in Table 3 can be divided into groups, they are perhaps best differentiated between developed and under-developed regions or to what some refer to as the first and third worlds. We can class the Asian countries surveyed and South Africa as among the third and the rest as first world. Third world respondents appear to place greater emphasis on literacy/information literacy values than do first world respondents. On the other hand, first world respondents tend to emphasize "preservation of the record."

We suspect that this differentiation between first and third world respondents may be associated with the pressures of social and economic development in some parts of the world and the perhaps overwhelming need to manage existing information in other parts. In particular, issues of access and literacy are paramount in developing countries. According to UN statistics (1999) there is a vast literacy gulf between first and third world literacy rates. Necessarily third world librarians must address literacy issues and consequently these concerns rise to ethical imperatives.

Conclusions

Other studies have shown that patron service is the ethical value most often identified by academic librarians in North America and in the CIS countries. Our survey extends those findings to include much of the English-speaking world. It compares well with those findings for most library professions and particularly academic librarians.

Unlike the earlier studies, we expanded our subject audience from academic librarians to the various library professions. We demonstrate that there is differentiation of values among the librarian and information professions. We believe this differentiation to be a function of the roles and responsibilities of the various professions. We are not suggesting that function dictates ethical values for library professionals. Rather, function specifies emphasis and order. It should come as no surprise that archivists identify "preservation of the record" as important or that primary and secondary school librarians place a higher priority on literacy issues than do other library professionals. On the whole, library professionals maintain in the main similar ethical values. These are, in order of values most frequently classed by professionals: service to the patron, intellectual freedom, preservation of the record, and equality of access. Information literacy is also frequently so identified. The remaining values are considered important but not nearly so universally.

There is a differentiation of values among countries. The divide appears to be between developed and developing countries. We believe the needs of librarians in different countries to respond to a very different set of economic and social conditions are responsible for these observations.

We are unable to offer theory much less plausible hypotheses to explain many of the similarities and differences we have found among librarians. This is due in part because our sample is not adequately comprehensive to permit us to perform statistically valid tests. It is possible that some of the trends we identify are spurious and will not withstand more rigorous testing. We believe, however, that we have identified some interesting trends among library professions and among world regions. These conclusions can be summarized as follows:

Our data and research methods raise more questions than they answer. We understand that and we understand the limitations of our findings. Further research is required. We propose to do it.

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